Insights2023-06-20T19:57:42+00:00

INSIGHTS

Election Worries?

By |September 25th, 2020|

By: Dan Gaugler Many of us are concerned about how the upcoming election might affect our financial plans.  Here are some high-level considerations: Investment Portfolio Management: 1. Elections can trigger an impulse to time the market.  They are an event we can see coming, unlike a [...]

Fiduciary Standard vs Regulation BI

By |September 18th, 2020|

By: Brian Tullio In early 2018, the Securities and Exchange Commission (“SEC”) issued a set of proposals, known as Regulation Best Interest (“Regulation BI”), in an effort to lift the standard of conduct applicable to broker-dealers.  Despite thousands of public comment letters, rule revisions, and a [...]

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