September 2020 - Fairway Wealth Management, LLC

Election Worries?
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Election Worries?

Blog

Election Worries?

By Dan Gaugler|2020-09-25T14:37:20+00:00September 25th, 2020|Blog|

By: Dan Gaugler Many of us are concerned about how the upcoming election might affect our financial plans. Here are some high-level considerations: Investment Portfolio Management: 1. Elections can trigger an impulse to time the market. They are an event we can see coming, unlike a surprise pandemic or natural disaster. An attempt [...]

Fiduciary Standard vs Regulation BI
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Fiduciary Standard vs Regulation BI

Knowledge Center

Fiduciary Standard vs Regulation BI

By Brian Tullio|2020-09-18T21:55:16+00:00September 18th, 2020|Knowledge Center|

By: Brian Tullio In early 2018, the Securities and Exchange Commission (“SEC”) issued a set of proposals, known as Regulation Best Interest (“Regulation BI”), in an effort to lift the standard of conduct applicable to broker-dealers. Despite thousands of public comment letters, rule revisions, and a lawsuit against its implementation (which is still [...]